EB5 BRICS Announces EB-5 Visa Events In India, Singapore, & Dubai In February 2025
EB5 BRICS CEO, Vivek Tandon, tours globally in Feb 2025 to discuss the U.S. EB-5 visa program with investors. LOS ANGELES, CA, UNITED ...
Financial Planning2h
Broker must pay his old firm $17.7M to cover REIT settlements
Mark Sam Kolta was at National Securities for nearly four years before its sale to B. Riley. While there, he managed to rack ...
Financial Planning7h
Clearing firm to pay $3.2M for not paying client fees on borrowed securities
Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would ...
financefeeds18h
FINRA fines Apex Clearing $3.2 in first enforcement action under FINRA Rule 4330
FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This marks the first enforcement action under FINRA Rule 4330, which governs ...