Annual Regulatory Oversight Report provides member firms with key insights and observations from its regulatory operations programs. The report covers fixtures such as financial crimes prevention, ...

Lift Brands, owner of Snap Fitness, has partnered with CoverMe Fitness, the leading on-demand fitness team management and cover solution app, to set a new standard in compliance within the fitness ...

Outgoing presidents traditionally leave a letter for the incoming president. Former President Joe Biden wished President Donald Trump "all the best for the next four years" in the letter he left ...

Jan 21 (Reuters) - U.S. President Donald Trump on Tuesday said former President Joe Biden left him a "nice" letter inside the Resolute Desk at the White House, continuing an inauguration day ...

In some cases, the account was unfrozen even as the LPL compliance team worked to determine the new customer’s true identity. LPL’s internal audit team flagged the customer due diligence process as ...

Under certain state laws, the following statements may be required on this website and we have included them in order to be in full compliance with these rules. The choice of a lawyer or other ...

The country singer was invited to perform at the Liberty Ball, and he chose to cover Toby Keith's "Courtesy of the Red, White and Blue" to entertain the masses. "American girls and American guys ...

Time magazine released its inauguration cover on Sunday ahead of Donald Trump's return to the White House, an animation of the incoming president shoving everything off the Oval Office Resolute ...

Meghan and Harry are on the cover of the February issue of Vanity Fair. Sort of. While this is the same outlet that the Duchess of Sussex chose for her pre-wedding celebrity interview swan song ...

Dan and Becky Okrent spent seven years on the Met Project, a labor of love that took them from ancient Sumer to Synchronism.

The FCA made the pledge today (17 January) in a letter to the prime minister, which sets out regulatory reforms to boost the economy. In the letter, the FCA’s chief executive Nikhil Rathi said ...

Republicans in Congress have been skeptical of any regulatory efforts to police climate risk in the banking sector, and Trump's impending takeover in Washington has spurred similar exits in the ...