Mark Sam Kolta was at National Securities for nearly four years before its sale to B. Riley. While there, he managed to rack ...
Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would ...
FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This marks the first enforcement action under FINRA Rule 4330, which governs ...
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