Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
The settlement ends a lawsuit that was originally filed in December 2023 by the state of Tennessee under the Tennessee ...
Thousands of New Yorkers forced to pay higher taxes on their retirement savings are set to receive restitution after a $106 ...
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
The settlement stems from a three-year multi-state task force investigation coordinated through the North American Securities ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...
Vanguard Group Inc. will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...