GQG, Rajiv Jain
Rajiv Jain’s GQG Partners settles US SEC charges with $ 5 mn penalty
GQG Partners LLC, promoted by India-born Rajiv Jain, has agreed to settle charges relating to alleged violation of the whistleblower protection rules of the US Securities and Exchange Commission (SEC) by paying a US $ 500,000 civil penalty to the US regulator.
The market has fallen 4.8% from a record high of 26,277.35 last Friday, to 4 October’s level of 25,014.6. A fall of 5-10% ...
AS CHINESE stocks in Hong Kong head for their best two-week rally since 2007, questions are arising over just how far this ...
US regulator hauls up the fund management giant for violating whistleblower protections by making staff sign overly ...
The technology sector went in the opposite direction because manager Rajiv Jain and his team considered it broadly overvalued; that sector’s weight plummeted to just 2.7% from 20.9% in that period ...
GQG Partners settled without admitting or denying wrongdoing while acknowledging the US SEC's jurisdiction in the case.
GQG Partners, the asset management firm founded by Rajiv Jain, has agreed to pay $500,000 to resolve allegations brought by ...
The Securities and Exchange Commission of the United States has settled charges against Florida-based GQG Partners LLC, a ...
A registered investment advisor firm headquartered in Florida is to pay a $500,000 civil penalty to settle charges from the ...
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